- Time spent on compliance instead of writing business
- Fear of missing something that the FSA may pull them up on
- Changing how the firm works in order to keep up to date with regulatory changes
- Supervising advisers
- Keeping up to date with products and how they work
- Finding time to study for qualifications
- Paperwork
Compliance and Training Solutions Limited (CATS)
We take the worry and pressure out of FSA compliance requirements leaving you to do what you do best – provide quality advice and service to your clients.
Many IFA frustrations include:-
This is where CATS can help you!
We will become part of your team and act as a sounding board for any future projects and concerns.
Our consultants have a wealth of knowledge and are absolutely commited to continuous self development. This can be include studying for exams, attending seminars and workshops and reading the FSA website.
We are a member of the Association of Professional Compliance Consultants and all consultants are Approved Associates of Standards International, a certfication body for the ISO 22222 standard.
01206 230804


