Training & Competence

The FCA rules require firms to be able to evidence that their advisers (including sole traders) are competent to do their job.

“If the FCA requires you to do it, then we can help you”.

We can also assist in: –

  • Conducting skills assessments
  • Training trainee advisers
  • Collating KPI data
  • Conducting one to one meetings with advisers
  • Providing power point presentations on various subjects to the team
  • Annual Knowledge Tests
  • Webinars

We Provide

Conducting skills assessments: These can be online or in person with your team, remember a number of our consultants have themselves been advisers so they know both sides of the fence.
Training trainee advisers: We have dedicated programmes for your trainees whether they are experienced or new to the exciting world of finance – Click here to view the programme.
Collating KPI data: We have a number of bespoke systems that will automatically provide you with extensive data on your team.
Conducting one to one meetings with advisers: Again these can be onsite or via video held by our experienced team
Providing PowerPoint presentations on various subjects to the team: Our CATS HUB holds scores of presentations, webinars and newsletters for you and your team to access.
Annual knowledge tests: We have a dedicated Training Zone containing plenty of study material and online tests for you and your team to take with automatic annual reminders as to when they need redoing.

Our Client's views..

They have been incredible, and I feel that I have learnt a lot a will keep those lessons with me for if I
step back on that track in the future. I cannot thank you enough for the time a you have spent with
me and all of the great lessons you have imparted.